A Quick Guide to What you Need to Know and Why it Matters Getting your head round compliance and the sea of literature that’s out there can be tough for the time-poor compliance manager or the marketing manager beset by pressure. We get it. Which is why we’ve
Marketing and compliance teams are often like two sides of the same coin. Both are crucial to a company’s success, yet they frequently find themselves at odds. Marketing teams thrive on creativity, speed, and pushing campaigns to market, while compliance teams focus on regulation, accuracy, and ensuring everything follows
In the highly regulated world of financial services, managing risks in financial promotions is critical. As compliance and marketing managers know all too well, misrepresentations, missing disclaimers, and inaccurate risk warnings could lead to severe compliance breaches and some hefty financial penalties. With traditional risk management methods already time-consuming and
The world of financial promotions is evolving rapidly. Already more than 19% of Generation Z rely on finfluencers on platforms like YouTube and blogs for financial insights. This surge in activity has led to a rapid increase in the volume and complexity in financial promotions. Compliance teams must ensure all
With great financial influencers (finfluencers), comes great responsibilities. Here’s a quick guide to help you navigate influencer partnerships while staying compliant. The Do's 1. Conduct Proper Due Diligence. Why: Doing thorough research will help you avoid influencers who might harm your brand. Not ideal. How: Check their
As a compliance or marketing manager, we know the struggle to keep up with surging financial promotion compliance -and market competition- is real. We get it. With the FCA placing a greater emphasis (and power of enforcement) on consumer protection, there's been a lot more attention and a
